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Banking and
Financial Markets

In the area of banking and financial markets, one of our main practice areas, we offer the following services:

 

  • Advice to banks regarding:

    • Liability risks (defense against bank liability claims)

    • Money laundering compliance (and concepts)

    • Implementation of and compliance with sanction regimes

    • Regulatory advice (especially with regard to Swiss legislation regulating the banking and financial markets sectors)

    • Drafting and review of contracts (e.g. distribution and asset management contracts)

  • Advice to independent asset managers (IAM) / external asset managers (EAM), asset managers of collective assets, fund management companies, and other financial institutions, as well as their representation before authorities, e.g. in proceedings to obtain a regulatory license from FINMA

  • Advice and (pre-)procedural representation of clients' interests (in particular HNWI/UHNWI) vis-à-vis their (custodian) banks and/or independent asset managers (IAM) / external asset managers (EAM)

Notable cases in the area of defense against bank liability:

Notable cases in the area of representation of customers against banks

Notable cases in the area of risk and money laundering compliance:

Notable cases in the area of procedural coordination and support:

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